SECTORS
Regulatory Expertise by Sector
We specialise in regulatory licencing and compliance for payment institutions, EMIs, MSBs, money transmitters and cryptoasset firms across the UK, Canada, Australia, the United States, the European Union, Singapore and Hong Kong. We also advise firms in adjacent FCA sectors on conduct, governance and remediation.
Payments, E-Money & Digital Assets
Our core specialism: licencing, registration, authorisation, safeguarding, financial crime and ongoing compliance for payment institutions, EMIs, MSBs, money transmitters and cryptoasset firms.
Payment Institutions
Authorisation, safeguarding, ongoing compliance and FCA supervisory support for payment firms.
Electronic Money Institutions
EMI authorisation, CASS 15 safeguarding, compliance monitoring and regulatory reporting.
Money Services Businesses
Registration, money transmitter licencing, financial crime frameworks and supervisory support for MSBs.
Cryptoassets
Registration and authorisation, MiCA and CASP licencing, financial crime controls and ongoing compliance.
Insurance & Lending
Conduct, product governance, distribution oversight and remediation for insurance, mortgage and consumer credit firms.
Insurance, MGAs & Brokers
FCA compliance, PROD 4 product governance, delegated authority oversight and remediation.
Mortgages & Home Finance
MCOB compliance, advice and sales controls, file reviews and appointed representative oversight.
Consumer Credit
CONC compliance, responsible lending, collections, complaints and Consumer Duty evidence.
Banking & Investments
Suitability, Consumer Duty, SM&CR, governance and financial crime support for investment, wealth and banking businesses.
Not sure which requirements apply to you?
Tell us your permissions and business model and we will tell you what is actually in scope.
Speak to an Expert