REGULATORY SERVICES

Licensing & Authorisation

End-to-end regulatory licence application management across the UK, EU and global financial markets.

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Whether you need licensing support, compliance advice or regulatory strategy, our team is ready to help. Free initial consultation — no obligation.

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Free initial consultation. No obligation.

HOW WE CAN HELP

What We Do

Licensing and authorisation is the foundation of any regulated financial services business. Without the appropriate regulatory permissions, firms cannot lawfully provide payment services, issue electronic money, operate crypto exchanges, or accept deposits.

Our licensing service covers every stage of the authorisation process — from initial regulatory strategy and jurisdiction selection through to application drafting, submission, and management of the regulator review process. We have secured over 250 licences across 65+ jurisdictions with a 99% success rate.

We work with the FCA, Bank of Lithuania, Central Bank of Ireland, DNB, MFSA, HMRC, FINTRAC, FinCEN, VARA, MAS, and other global regulators. Our deep relationships with these authorities enable us to prepare applications that meet the highest standards.

01

Regulatory Assessment

We analyse your business model and determine the appropriate licence type and jurisdiction.

02

Application Preparation

We draft the complete application including business plan, programme of operations, and compliance frameworks.

03

Submission & Management

We submit the application and manage all regulator communications and information requests.

04

Authorisation & Launch

Upon approval, we support your transition to live operations.

DELIVERABLES

What's Included

Business Plan & Programme of Operations

Comprehensive regulatory business plan tailored to the target jurisdiction and licence type.

Compliance Framework

Full compliance monitoring programme, policies and procedures ready for day-one operations.

AML/CFT Framework

Complete anti-money laundering framework including risk assessment, CDD procedures and monitoring.

Financial Projections

Regulatory capital adequacy calculations and three-year financial projections.

Governance Documentation

Board terms of reference, committee structures, and individual fitness and propriety assessments.

Regulator Liaison

Full management of all regulator communications, information requests and remediation.

WHO WE WORK WITH

Who This Service Is For

Firm Types

  • Fintech startups seeking initial authorisation
  • Established firms expanding to new jurisdictions
  • Banks launching new regulated business lines
  • Crypto firms requiring MiCA or FCA registration

Situations & Triggers

  • Launching a new payment or e-money service
  • Entering the UK, EU or global market
  • Requiring multiple parallel licence applications
  • Needing to meet tight go-to-market timelines
WHY REGULATORY COUNSEL

Why Work With Us

Financial Services Only

We operate exclusively within regulated financial services. Every member of our team has direct regulatory experience in this sector.

Senior-Led Delivery

Every engagement is led by a senior consultant with hands-on regulatory experience — not delegated to junior staff.

Practical, Not Theoretical

We build frameworks that work in practice, not just on paper. Our advice is grounded in what regulators actually expect.

Global Reach

We advise across 65+ jurisdictions, combining local regulatory knowledge with a consistent, high-quality approach.

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Free initial consultation. No obligation.

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Frequently Asked Questions

Timelines vary from 6 weeks (Canada FINTRAC) to 36 months (UK banking). Most PI and EMI applications take 3 to 12 months. We provide realistic timeline guidance for every jurisdiction.

We have a 99% success rate across 100+ licence applications. Our track record reflects the quality of our application preparation and our understanding of regulatory expectations.

Yes. We manage the end-to-end process from regulatory strategy through to authorisation, including all documentation, regulator communications, and any required remediation.

We cover all major financial services jurisdictions including UK, Lithuania, Ireland, Netherlands, Malta, UAE, Singapore, Canada, USA, Australia, and Hong Kong.

Yes. Many of our clients require licences in multiple jurisdictions simultaneously. We manage parallel applications efficiently, leveraging common documentation across jurisdictions.

Fees depend on the licence type, jurisdiction, and complexity of the application. We provide transparent fixed-fee proposals after an initial assessment of your requirements.

Yes. We offer ongoing compliance support, regulatory reporting, and operational assistance to help firms transition smoothly from authorisation to live operations.

Our 99% success rate means refusals are extremely rare. If an application faces challenges, we work with the regulator to address concerns. We also advise on appeal options where appropriate.