REGULATORY SERVICES

Regulatory Licencing & Authorisation

Regulatory licencing, authorisation and registration for payment institutions, EMIs, MSBs, money transmitters and cryptoasset firms across the UK, EU, Canada, the United States, Australia, Singapore and Hong Kong.

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Whether you need licensing support, compliance advice or regulatory strategy, our team is ready to help. Free initial consultation - no obligation.

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HOW WE CAN HELP

What We Do

Regulatory licencing and authorisation is the foundation of any payments, e-money, money transmission or cryptoasset business. Without the appropriate permissions, a firm cannot lawfully provide payment services, issue electronic money, transmit money across borders or provide cryptoasset services.

Our licencing work covers every stage: perimeter and permission analysis, jurisdiction and licence selection, preparation of the business plan, programme of operations, financial forecasts, governance, safeguarding and financial crime documentation, submission, and management of the regulator question process through to determination.

We work across the FCA and UK regimes, EU national competent authorities including the Bank of Lithuania and the Central Bank of Ireland, FINTRAC and the Bank of Canada, FinCEN and United States state regulators, AUSTRAC, MAS and Hong Kong authorities. Applications succeed on evidence and internal consistency, so our focus is on making the documented firm and the operating firm the same firm.

01

Regulatory Assessment

We analyse your business model and determine the appropriate licence type and jurisdiction.

02

Application Preparation

We draft the complete application including business plan, programme of operations, and compliance frameworks.

03

Submission & Management

We submit the application and manage all regulator communications and information requests.

04

Authorisation & Launch

Upon approval, we support your transition to live operations.

DELIVERABLES

What's Included

Business Plan & Programme of Operations

Comprehensive regulatory business plan tailored to the target jurisdiction and licence type.

Compliance Framework

Full compliance monitoring programme, policies and procedures ready for day-one operations.

AML/CFT Framework

Complete anti-money laundering framework including risk assessment, CDD procedures and monitoring.

Financial Projections

Regulatory capital adequacy calculations and three-year financial projections.

Governance Documentation

Board terms of reference, committee structures, and individual fitness and propriety assessments.

Regulator Liaison

Full management of all regulator communications, information requests and remediation.

WHO WE WORK WITH

Who This Service Is For

Firm Types

  • - Fintech startups seeking initial authorisation
  • - Established firms expanding to new jurisdictions
  • - Banks launching new regulated business lines
  • - Crypto firms requiring MiCA or FCA registration

Situations & Triggers

  • - Launching a new payment or e-money service
  • - Entering the UK, EU or global market
  • - Requiring multiple parallel licence applications
  • - Needing to meet tight go-to-market timelines
WHY REGULATORY COUNSEL

Why Work With Us

Specialist Sectors

We work only with payment institutions, EMIs, MSBs, money transmitters and cryptoasset firms.

Senior-Led Delivery

Every engagement is led by a senior consultant with hands-on regulatory experience - not delegated to junior staff.

Practical, Not Theoretical

We build frameworks that work in practice, not just on paper. Our advice is grounded in what regulators actually expect.

Global Reach

We advise across 65+ jurisdictions, combining local regulatory knowledge with a consistent, high-quality approach.

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Free initial consultation. No obligation.

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Frequently Asked Questions

Timelines vary from a matter of weeks for FINTRAC registration in Canada to several years for a UK banking licence. Most payment institution and EMI applications take three to twelve months from submission, and the elapsed time is driven largely by how quickly a firm can answer regulator questions with evidence.

That depends on whether customers hold a balance, whether funds are received to execute a specific transaction, the volumes involved and the markets served. We complete a perimeter and permission analysis before any application work begins, because an application under the wrong permission costs far more than the analysis does.

Yes. We manage the process from regulatory strategy through to determination, including all documentation, regulator communications, and any control build required before submission.

Our priority markets are the United Kingdom, the European Union, Canada, the United States, Australia, Singapore and Hong Kong. We advise on other jurisdictions where a client corridor requires it.

Yes. Firms serving several corridors frequently need parallel applications. We sequence them by commercial priority and share common documentation across jurisdictions where the regulators permit it.

Fees depend on the licence type, jurisdiction and complexity of the application. We provide a fixed-fee proposal after an initial assessment of requirements.

Yes. Ongoing compliance support, regulatory reporting and operational assistance are available so that the framework described in the application is the framework the firm actually runs.

Most applications attract detailed questions. We manage the response process, close evidence gaps and, where a concern is substantive, advise on whether to remediate, narrow the application or withdraw and resubmit rather than accept a refusal on the record.