REGULATORY SERVICES
Our Services
Specialist regulatory services covering the full lifecycle of regulated financial services — from initial licensing through to ongoing compliance and strategic advisory.
Licensing & Authorisation
End-to-end regulatory licence applications across all major financial services sectors and jurisdictions.
Compliance Support
Ongoing compliance frameworks, monitoring programmes, and regulatory change management.
Financial Crime Compliance
AML/CFT frameworks, transaction monitoring, suspicious activity reporting, and financial crime risk management.
Compliance Audit
Independent compliance audits and assurance reviews for regulated financial services firms.
Regulatory Reporting
Accurate, timely regulatory reporting submissions to the FCA and other global regulators.
PS25 Safeguarding
FCA PS25 safeguarding compliance for UK payment institutions and electronic money institutions.
Become an Agent
Agent registration and appointed representative support for firms distributing regulated payment services.
Change of Control
Section 178 notifications and change of control applications for regulated financial services firms.
Variation of Permission
Adding, varying, or removing regulatory permissions for authorised financial services firms.